Compliance risks in relevant processes

Aufsichtserwartung

Institutions are expected to define the tasks and responsibilities of the compliance function by ensuring that compliance risks stemming from climate-related and environmental risks are duly considered and effectively integrated in all relevant processes.

Adressat: Institutions

Fundstelle: Expectation 5.5

Quelldokument

• Guide on climate-related and environmental risks - Supervisory expectations relating to risk management and disclosure (November 2020)